Business Continuity Plan
Fagenson & Co., Inc., Inc has a Business Continuity Plan in place to respond to events that significantly disrupt our business such as trading, deposits, withdrawals, any market sensitive items, and ensuring that customers have access to their cash and securities. Since timing and impact of disasters and disruptions are unpredictable we will be flexible in responding to actual events as they occur. Types of disasters that could affect the firm, building in which the firm is located, city, or region are:
- Natural Causes
- Fires
- Hurricanes
- Earthquakes
- Floods
- Tornadoes
- Technical Causes
- Hardware/Software Failures
- Prolonged Loss of Utility Service
- Human Causes
- Riots
- Strikes
- Bombs
In case of any closure of our 60 Broad Street office all customers can reach operations or sales by calling or E-mailing one of the following people. Please note these numbers should only be used if the firm is unreachable because of a disaster;
Compliance, Sales, Operations
Philip B Pignato 917.836.2673 pbp@fagenson.com pbp@pignato.com
Operations
Peter Dea 917.825.1075 peterdea@fagenson.com peterleedea@juno.com
Bruce Rund 914.337.9328 brucerund@fagenson.com
Sales/Trading
Jerry Neuman 718.438.7585
Marty Vegh 917.940.8462
Accounting
Blanche LaLima 347.268.8700 blanchelalima@fagenson.com, blalima@msn.com
Since our systems are mostly web based our sales people would be able to enter your orders from almost any location. Any requests for withdrawals of cash or securities from your acount would be handled by one of our operations people noted above or from our clearing firm, Ridge Clearing at. 201.793.9223
We also have a site outside the NYC area which could be manned within a reasonable amount of time.
Our E-mail server is also off site.
